AI for financial advisors and RIAs

Managed AI for fee-only advisors, RIAs, and wealth management practices. We wire Redtail, Wealthbox, Orion, eMoney, your CRM, and email into one AI system that prepares meetings, drafts client communications, and tracks follow-ups — all with SEC Marketing Rule and FINRA in mind.

What changes for your practice

• Client meeting prep — agenda, recent portfolio changes, life events, last meeting's notes — all pulled and summarized 1 hour before the meeting
• Meeting recap and tasks — call transcript → action items → assigned in Redtail/Wealthbox automatically
• Compliance-checked emails — every client email reviewed against SEC Marketing Rule before send
• RMD and tax-loss harvesting reminders — Mammoth knows your books and the calendar
• Quarterly review prep — performance, allocation drift, rebalancing candidates

Why advisors choose Mammoth-dev

• SEC Marketing Rule aware — testimonial rules, performance presentation, advertising compliance built into drafts
• FINRA & state-RIA aware — for hybrid and state-registered firms
• Advisor-stack integrations — Redtail, Wealthbox, Salesforce FSC, Orion, eMoney, Right Capital, MoneyGuide, Holistiplan
• No training on client data — contractual with every AI provider; DPAs available
• Solo-to-mid-size pricing — $497–$2,500/month, scales with seats

Common workflows we build for RIAs

1. Pre-meeting brief auto-generated from CRM + custodian data
2. Meeting recording → notes → Redtail tasks in 90 seconds
3. Quarterly review letter (SEC-compliant drafts)
4. RMD calendar with proactive client outreach
5. Held-away account aggregation reminders
6. Compliance archive — every AI-touched email archived

Book a 15-minute intro call · See pricing · Calculate your practice's savings